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Thailand's SEC has cleared the way for locally-listed Bitcoin and Ether ETFs, signaling a shift toward regulated retail access even as global markets face massive capital outflows.
#crypto #Thailand #SEC

SEC’s Division of Examinations Announces New Exam Handbook www.sec.gov/files/exam-h... #SEC #SECexamHandbook

ALERT 🚨: SUBIN NEIL S, 10% Owner, bought $340 of Optimum Communications, Inc. (OPTU) on 2026-08-25. SUBIN NEIL S, 10% Owner, bought $143,379 of...

https://www.narrowit.com/sec/filing?cik=0001728825&accession=0001213900-26-108531&doc=xslF345X06%2Fownership.xml
#SEC #Form4 #InsiderTrading #OPTU

ALERT 🚨: Alvarez Rubens Aguiar, Director, bought $29.49M of BANK BRADESCO (BBD) on 2026-09-01. Alvarez Rubens Aguiar, Director, bought $972,213 of...

https://www.narrowit.com/sec/filing?cik=0001160330&accession=0001292814-26-004880&doc=xslF345X06%2Fownership.xml
#SEC #Form4 #InsiderTrading #BBD

ALERT 🚨: Ullal Jayshree, CEO and Chairperson, sold $15.04M of Arista Networks, Inc. (ANET) on 2026-10-07. Ullal Jayshree, CEO and Chairperson, sold...

https://www.narrowit.com/sec/filing?cik=0001596532&accession=0001596532-26-000242&doc=xslF345X06%2Fedgardoc.xml
#SEC #Form4 #InsiderTrading #ANET

ALERT 🚨: NIPPON LIFE INSURANCE CO, N/A, bought $20.88M of Corebridge Financial, Inc. (CRBG) on 2026-10-07.
https://www.narrowit.com/sec/filing?cik=0001889539&accession=0001193125-26-419124&doc=xslF345X06%2Fownership.xml

#SEC #Form4 #InsiderTrading #CRBG

SEC shrinks to two commissioners as new quorum rule could centralize crypto decisions

https://newisty.com/blog/sec-shrinks-to-two-commissioners-as-new-quorum-rule-could-centralize-crypto-decisions?utm_source=social&utm_campaign=crypto_news

#sec #regulation #crypto

The Company expects to enter into a severance agreement with Ms. Berman, but its terms have not yet been determined and will be disclosed in a future SEC filin...

🚀 Free alerts → https://gunpowderalerts.com/go?utm_source=bluesky&utm_medium=social&utm_campaign=high_priority_filing
#FinTwit #SEC #8K

The filing is a procedural interim reporting submission that also incorporates the exhibits by reference into Form F-3 and Form S-8 registration statements. Th...

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#FinTwit #SEC #6K

agreed on October 8, 2026 to amend the terms of cross-held convertible preferred shares, extending the earliest conversion date by one year: to January 1,...

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#StockMarket #SEC #6K

The company states the departure was not due to any disagreement on operations, policies, or practices, and Ms. Fisher will remain in her role through the ef...

🚀 Free alerts → https://gunpowderalerts.com/go?utm_source=bluesky&utm_medium=social&utm_campaign=high_priority_filing
#Investing #SEC #8K

A rule change that the SEC announced with little fanfare and that took effect on October 2. Under the new rule, the SEC, which effectively until now has required a quorum of three to conduct business, will now require a quorum of only one. #SEC #Fraud

newrepublic.com/article/2164...

The SEC Stopped Policing AI Hype. Now Investors Pay. ai-beat #AI #SEC #Investing #AIBusiness #AIWashing

The portfolio is dominated by broad-market and factor ETFs, with large positions in Schwab, iShares, Vanguard, and SPDR funds, alongside individual holdings...

🚀 Free alerts → https://gunpowderalerts.com/go?utm_source=bluesky&utm_medium=social&utm_campaign=high_priority_filing
#Markets #SEC #13FHR

ALERT 🚨:
Yin Chung-Yao, N/A, bought $26.52M of Gogoro Inc. (GGR) on 2026-10-07.
Yin Chung-Yao, N/A, bought $8.60M of Gogoro Inc. (GGR) on 2026-10-07.

https://www.narrowit.com/sec/filing?cik=0001886190&accession=0001193125-26-418446&doc=xslF345X06%2Fownership.xml

#SEC #Form4 #InsiderTrading #GGR

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FINRA, NYSE, and state bar associations regulate lawyers and brokers — with delegated government authority, but without the transparency requirements of actual government agencies. A look at who watches the watchdogs nobody voted for. #FINRA #SelfRegulation #GovernmentAccountability #SEC…